Microsoft Word - ชฟ 8_2561_บ๋ายà¸⁄าฎ revised (clean) UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation
: _________________________________________________________ 3) Home Regulator: _________________________________________________________ 4) Main/Home Exchange: _____________________________________________________ 5) Legal Structure of Foreign ETF
Unofficial Translation Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market
electronically by us under 1.2 can be referred to as evidence in legal proceedings and we shall not deny the existence of such information only because it is in an electronic form. 2 . We acknowledge and agree
/logos or images of the SEC executives, (4) Forwarding 163 cases regarding fraudulent loans with exaggerated high returns to the Fiscal Policy Office for consideration of legal action under the Emergency
therefore filed the complaints with the DSI for further legal proceedings. In addition, the 25 persons charged with the criminal complaints are liable to having untrustworthy characteristics as director or
prevent any damage from frauds. Accordingly, the bank has terminated the employment of these investment consultants without making any severance payment, initiated legal actions, and compensated every
forward the case to the Settlement Committee to consider fine penalties, and if they refuse to enter the settlement process, the SEC shall file a criminal complaint for further legal proceedings
file a criminal complaint for further legal proceedings. -------------------------------1 Clause 23(2) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules