securities companies and derivatives business for ten years, starting June 23, 2011. The order has been issued after the SEC?s finding indicated his fraud commission, embezzlement, falsying documents with the

processed. Instead, he falsified documents to deceive the clients that their orders had been executed.  He also deceived the clients that the Automated Trading System (ATS) failed to function and thus asked

documents  indicated that its total revenues relied on six major counterparties, accounting for 49 percent of total revenues from sales and services. It was found, however, that 30 percent of the applicant?s

pimpicha@sec.or.th หรือ napaporng@sec.or.th จนถึงวันที่ 29 เมษายน 2566________________________หมายเหตุ : * พระราชบัญญัติสัญญาซื้อขายล่วงหน้า พ.ศ. 2546 https://www.sec.or.th/TH/Documents/ActandRoyalEnactment

ขออนุญาตและการอนุญาตให้เสนอขายหุ้นที่ออกใหม่ (ฉบับประมวล) https://www.sec.or.th/TH/Documents/Share/7079s.pdf   

revenue with the SEC, they did not raise any observation in documents supporting the said clarification despite various factors indicated doubt on document authenticity;3. For the filing, the financial

capital utilization from previous PP capital increases. The SEC therefore ordered POLAR to submit documents and clarify the information thoroughly within seven days and publicly disclose such information

instructed AIE and AI to cooperate with their auditors by providing  information and documents satisfactorily, and submit the corrected and audited financial statements for the year 2015 to the SEC as soon as

complete supplementary documents. The SEC therefore submitted to the DSI a letter giving information and asking for any information that could indicate otherwise. In this regard, the SEC has also asked the

seminar and distributed along with checklist to listed companies which would be useful for their 2012 MD&A preparation.  The seminar documents and video, recommendation, and checklist are available for