_____________________________________________________________________ 2. I/We am/are not currently being subject to any suspension or revocation order or action by Home Regulator regarding the license or business activities. Yes No If “No”, please specify
of China and Thailand (HK-TH MRF). “management company” means a securities company licensed to undertake securities business in the category of mutual fund management. “MoU” means the Memorandum of
2018, the six offenders with personal relationships or connection through financial routes, stocks, business or related persons, colluded by dividing tasks to place orders to buy and sell PRINC shares in
เนื่องด้วยในวันที่ 8 มีนาคมของทุกปีองค์การสหประชาชาติประกาศให้เป็นวันสตรีสากล (International Women’s Day) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จึงได้จัดงานเสวนา Women CEO
following regulations: Clause 1. In this Notification: “securities company” means a securities company licensed to undertake securities business in the category of mutual fund management. Clause 2 . This
following regulations: Clause 1. In this Notification: “securities company” means a securities company licensed to undertake securities business in the category of mutual fund management. Clause 2. This
channel 3 Months Period (April - June) Business group Q2/2023 Q2/2024 Increase (Decrease) %YoY Amount % Amount % Retail Business 2,088.52 63.38% 2,184.75 64.15% 96.24 4.61% Wholesale Business 1,177.72 35.74
line of work relating to capital markets according to Clause 7; (3) a person to be appointed shall not be a director, executive, or employee for another company which undertakes business similar to or in
responsibility in the line of work relating to capital markets according to Clause 7; (3) a person to be appointed shall not be a director, executive, or employee for another company which undertakes business