of RASA.Rapi?s dissemination of false statements or any other statement with the intention to mislead other persons concerning the facts related to the financial condition, the business operation or
accounts to the point where the normal market condition became affected during 9 January - 28 February 2013. Prasian, Sirikorn, Somchai and Somchit allowed the co-principals to use their trading accounts for
guaranteed while in fact such rate was only a condition for auto redemption, not an estimate return. In any case, TBANK has already paid a compensation for the damage incurred to the customer.The demeanors of
that YCI shares were traded in big volumes. Such manipulation caused the price and the trading volume of YCI shares to be inconsistent with the normal market condition. In so doing, Siwasit was assisted
for auction as metal scrap. This resulted in AMAC?s 2008 and 2009 financial statements to show inaccurate financial condition and operational results in order to mislead the public; in contravention of
specifying securities, amount and price. The clients accepted his trading decision without asking for any information on market condition or relevant securities. In Kacha case, the SEC found that he did not
) “investor contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided into two categories: Category A Investor
any financial support must be taking into account the necessity and reasonability in doing, have fair condition and create the maximum benefit to the Company. In case of guarantor transaction, the
approved related transaction policy which is clearly state that any financial support must be taking into account the necessity and reasonability in doing, have fair condition and create the maximum benefit
which is clearly state that any financial support must be taking into account the necessity and reasonability in doing, have fair condition and create the maximum benefit to the Company. In case of