the preparers? duties and responsibilities will be communicated through training courses and seminars along with the collaboration between the SEC and the Federation of Accounting Professions under His
Secretary-General said that ?The SEC foresees the importance of collaboration among independent audit regulators around the globe in order to share their common inspection findings, especially in the group of
on Financial Data Connectivity for Enhancing the Monitoring of Suspicious Financial Transactions held in January 2026, which resolved that the SEC, in collaboration with the Anti‑Money Laundering
reference. PAGE 2 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 48/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 48/2559 Re: Repeal of the Notification of the Office of the Securities and Exchange Commission regarding
Securities and Exchange Commission No. Sor Thor. 18/2563 Re: Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2) Whereas the Cabinet has passed the resolution
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 18/2563 Re: Holidays of Securities Companies and Derivatives Business Operators for the Year 2020 (No. 2) Whereas
Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the