: *Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 which was prohibited characteristics of personnel in the capital market business under Clause 6(1) of the
misconduct occurred. The SEC also suspended the approval of investment planner and the performance of duty as the capital market personnel. *Clause 20(3) of the Notification of Capital Market Supervisory Board
, effective from January 15, 2015.*Clauses 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing
conducted in an appropriate manner and are aligned with other types of services.The amended notifications will come into effect on 1 March 2026.Notes:* Two relevant notifications are: (1) Notification of the
banking business and capital market business. Commercial banking business operated by Kiatnakin Bank Public Company Limited and the capital market business operated by Phatra Capital Public Company Limited
- Banking - Digital Assets https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx
risky industry? - Finance and Securities - Banking - Digital Assets https://www.sec.or.th/TH/Documents/Auditor/QAQR-04.xlsx securities-ITchecklist.xlsx security) (2) การบริหารจัดการบุคลากร และบุคคลภายนอก
. Additionally, information on mule accounts will be shared from the banking sector and other relevant authorities to digital asset sector. Mr. Anek Yooyuen, SEC Deputy Secretary-General and Spokesperson