company, asset management company, derivatives business, and financial institution or commercial bank receiving approval to provide services). The SEC proposal also aims at raising significance of

, asset management companies, non-life insurance companies, life insurance companies and relevant bodies. The SEC has disclosed the list of the I Code endorsers on CG Thailand website at www.cgthailand.org

period of freezing order. The SEC therefore requested the Department of Special Litigation, the Office of Attorney-General to file a motion with the Criminal Court for an extension of the asset freezing

(fintech) นอกจากนี้ ประเทศสมาชิกยังได้รายงานความคืบหน้าและพัฒนาการ โดยเฉพาะการใช้เทคโนโลยีทางการเงิน รวมทั้งความคืบหน้าในการดำเนินการของคณะทำงานด้านการกำกับดูแล crypto asset โดยเลขาธิการ ก.ล.ต. ได้ร่วม

to certain types of personnel; for instance, wealth advisor who gives advice on asset allocation and selects suitable securities for individual client, investment analyst, and fund manager, in

determines that FA independence will be impaired in cases where FA or commercial bank in the same conglomerate has granted a loan to any securities issuer or sponsor disposing asset into real estate investment

management to asset management licensee will be permissible, subject to the specified rules. In addition, REIT holding limit will be relaxed where a REIT trustee will be able to hold up to 50 percent of the

, comprising banks, securities companies and asset management companies, could obtain CAC certifications, it will certainly be a strong signal that anti-corruption practices are very important issue to be

funds and real estate investment trusts (REITs). In cases of infrastructure funds and REITs, in addition, the barring period will apply to the asset sellers or leasers taking roles of managing the fund

proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks