) unrated bonds and (2) non-retail mutual funds that invest in unrated or non-investment grade debt instruments without limit on the investment proportion. The resolutions aim to provide those seeking to
distributed to retail investors together with the subscription form. In case of direct listing of DW on the Stock Exchange of Thailand (SET), DW issuer must provide fact sheet on website of issuer, SET or SEC
sheet must be distributed to retail investors together with the subscription form. In case of direct listing of DW on the Stock Exchange of Thailand (SET), DW issuer must provide fact sheet on website of
the issuer to support sufficient distribution to retail investors.The proposed amendments have taken into account stakeholders? opinions received from the hearing on the guiding principles conducted in
companies? financial statements. This will be very supportive to institutional and retail investors? analysis on their investment choices.?
region. Bond issuers will be enabled to raise funds through multi-jurisdictional offerings to non-retail investors with a standard filing form prepared in English language. Rapee Sucharitakul, SEC
ก.ล.ต. มีแนวคิดที่จะปรับปรุงหลักเกณฑ์การกำหนดสัดส่วนการถือหน่วยลงทุนในกองทุนรวมเพื่อผู้ลงทุนทั่วไป (retail fund) เพื่อให้การถือหน่วยลงทุนมีการกระจายตัว และไม่เป็นช่องทางการแสวงหาประโยชน์ของกลุ่มบุคคล
retail investors and prevent inproportionate share allocation to patrons and related persons of the issuing company in such a way that could control the IPO volume on the Stock Exchange of Thailand (SET
of securities with a high P/E ratio and those under cash balance rule have increased rapidly over the past few months, due mainly to demand of domestic investors and the number of new retail investors