Procedures for Approval of the Private Fund Custodian   22/12/2004 16/12/2004     4. Notification of Capital Market Supervisory Board   85/2552    03/08/2009 01/09/2009     5. Notification of Capital Market

. Notification of Capital Market Supervisory Board  TorThor/Nor/Khor. 26/2551 Rules, Conditions and Procedures for Being Executive of Securities Companies   05/11/2008 16/11/2008         5. Notification of the

Securities and Exchange Commission  KorKhor 2/2548 Rules, Conditions and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of

. Notification of Capital Market Supervisory Board  Tor Thor. 27/2559 Rules, Conditions, and Procedures for Securities Underwriting (Codefied)   08/07/2016 01/08/2016 3. Notification of Capital Market

the Stock Exchange of Thailand No. Bor.Jor./Por. 11-00 Re: Rules, Conditions and Procedures Governing the Disclosure of Information and Other Acts of Listed Companies B.E. 2560 (including any amendment

. 11-00 re: rules, conditions and procedures regarding the disclosure of information and any action of listed companies B.E. 2560 (including its amendments). Please be informed accordingly, Yours

16/05/1992 3. Notification of Capital Market Supervisory Board  TorNor 77/2552 Rules, Conditions, and Procedures for Liquidation of Mutual Funds as a result of Merger or Amalgamation of Mutual

and fund supervisor; (11) revision to the commitment; (12) criteria and procedures for requesting the unitholders’ resolution and effectiveness of the resolution; (13) compensation or remedy for damages

procedures; “ derivatives business operator reporting system ” means an electronic data interchange provided by the SEC Office for filing reports with the SEC Office. Clause 2 A derivatives business operator

derivatives fund managers being a financial institution regulated by other agencies; “electronic data” means data that are created, sent , received, stored or processed through electronic procedures