investment consultant, the SEC received complaints from several clients of Bualuang Securities Public Company Limited and conducted further investigation which revealed that {A}, a capital market investment
be paid through the paying agents. (For further details of the Project, please visit www.start-to-invest.com or tel. 1207 ext. 3).The SEC held "Pay@ modern trade - chase your first million" seminar in
recognition of their work and effort for further improvement.?Mr. Prateep Tangmatitham, TLCA Vice Chairman said that ?The Thai Listed Companies Association has promoted listed companies? awareness and
criminal complaint against {A} with the DSI for further legal proceedings.In this connection, {A} is deemed as having untrustworthy characteristics of a publicly held company director and executive
material and likely to affect the client's benefits.Following the complaint lodged by client and examination report of Bangkok Bank Plc., the SEC further probed into the case and found that the client
investment advice or investor contact. Following the complaint lodged by client and examination report of CIMB Thai Bank PCL, the SEC further probed into the case and found that the bank officers who were not
or further information, please call SEC Hotline at 1207.
.? said Mr Vorapol Socatiyanurak, Secretary-General, the Securities and Exchange Commission, Thailand. Further information on the Scheme is available in Appendix I. Details on the implementation of the
Limited, the SEC further probed into the case and found that {A} persuaded the client to open the securities trading account and traded securities on behalf of such client. It was found that {A} determined
initiative which will further integrate ASEAN capital markets and improve the flow of funds products amongst the participating economies.? Mr. Vorapol Socatiyanurak, SEC Thailand?s Secretary-General, said ?the