gather related documents and information. If any directors or executives of IFEC, past and present, are found to have been involved in any wrongdoings, the SEC will take prompt and swift legal actions
service providers involved in trading, exchange, custody, transfer, money withdrawal or any transactions related to digital assets in Thailand must obtain a license in accordance with the Emergency Decree
units to at least 35 investors, and not to allocate investment units to any person or the same group of persons more than 1/3 of total investment units sold. 2. Revision on sale conduct of
special audit must be conducted by an auditor from any of the Big Four audit firms, and the report thereof must be submitted to the SEC and disclosed through the SET Electronic Information System within 30
Criminal Fining Committee therefore fined him 5,560,000 baht.In addition, the criminal fine caused {A} to have untrustworthy characteristics of director and executive at any listed company* for two years
who found that the client?s account was used for securities trading while the client was sick and did not trade any securities. Although forbidden by the client, Kruawan continued trading securities
cease. He is therefore no longer allowed to perform duties as capital market personnel. In any case, filing a criminal complaint with the DSI commences criminal justice administration whereby any person
conjunction with Section 86 of the Penal Code. However, Apichart and Ratchanee denied the allegation while Krisda did not make any contact to clarify his action. As for Preecha, there is no evidence to identify
2016.In any case, investors should not disclose their usernames and passwords for investment consultants to execute trading orders on their behalf. Similarly, investment consultants must not seek
a criminal complaint with the ECD Police against these firms and the related persons. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD