shall comply with the regulations under Chapter 7; (8) capital market product trading service with limited discretion according to clients’ pre-determined investment scope shall comply with the
company report transmission system” means electronic data transmission system determined by the Office for use of the securities company in submitting the report of the securities company to the Office
transmission system” means electronic data transmission system determined by the Office for use of the securities company in submitting the report of the securities company to the Office; “Office” means the
electronic means; “securities company report transmission system” means electronic data transmission system determined by the Office for use of the securities company in submitting the report of the securities
person would question. Upon receiving such a report from an employee, the CRA is obligated to take appropriate action, as determined by the laws and regulations of the jurisdiction and the policies
”, “parent company”, “subsidiary” and “institutional investor” shall have the same definition as determined by the Notification of the Securities and Exchange Commission concerning Determination of Definitions
, marketing and general management costs as mentioned earlier. CPN is, however, determined to exercise effective cost management and prudent cost control measures to maintain its profitability. Net Profit In
institution as the highest rank persons with managerial authority who are capable of management, ethical, honest, understand and responsible for business undertaking; (4) having determined clear scope of