the same day. Saowarat’s misconduct according to (1) is deemed failure to perform duties or provide services with loyalty by misappropriating client assets, and according to (2) is deemed acting

benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market

full-service branch office for such category of securities business, the Office shall permit the full-service branch office to also provide services for securities business in the category of private

full-service branch office for such (Translation) Page 2 of 3 category of securities business, the Office shall permit the full-service branch office to also provide services for securities business in

provide services for securities business in the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the

include experience, for example, education, employment record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international

converted Thai Baht to pay for goods and services at merchants would be required to open an account and make transactions through digital asset business operators under the SEC's supervision and e-money

and Derivatives Clearing House dated 11 October 2004 shall be repealed. Clause 3 In this Notification: (1) “derivatives exchange” means a derivatives exchange open for services to the general public; (2

system, or E-Wallet. The Company expects that the "After You" application will enhance the customer satisfaction toward the Company's services, meet the changing consumer behavior according to the New

follows: S&P Syndicate PCL and subsidiaries operating performance for 2nd quarter Ending 30 Jun 2020 Revenue from Sales and Services In the second quarter of year 2019, the Company and subsidiaries