: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities 31/07/1997 4. Circular 14/2548 31/08/2005 Contact The Securities and Exchange Commission, Thailand
its possession; 2. investing in or holding securities for investment by the securities company itself; 3. bearing a responsibility for the clearing and settlement for securities. (2) twenty-five million
, have become liable to possession of untrustworthy characteristics of director or executive of securities issuing company and listed company pursuant to the Notification of the Securities and Exchange
his possession at the time were free from any encumbrance. It has, however, turned out that neither the assets such former executive had claimed for have been pledged as collaterals with NIPPON nor is
and new customers. We have always been monitoring and analyzing IU volumes closely. Proactive cost saving plans were implemented with potential expense savings of THB 34 million by extending useful life
’ Life Platform of Choice”, we have upgraded our capability in data compilation and analytics, allowing us to understand and anticipate each individual customer’s needs under the “Segment of One” while
products such as Life Insurance: Endowment 1/10 Extra together with Life Insurance: Whole Life 99/5, Life Insurance: Endowment 615, Life Insurance: Endowment 1525 including unit-linked life insurance as
of commercial bank, securities company or financial institution established under specific law due to the lack of qualifications or the possession of prohibited characteristics pursuant to the law
=system_name%3ASEC_News&start=20&rows=10 21 - 30 of 461 results Sort by: Relevance Date (Newest) Date (Oldest) ’ digital assets under BX’s control or possession to other wallets which are not purported to keep