email: san@sec.or.th.  The public hearing ends on 13 March 2019.  _____________________________   Remark: the hearing documents (Thai language only) are available at  https://capital.sec.or.th/webapp

make trading orders on his or her behalf, the investor must issue a written power of attorney and should examine the trading confirmation documents regularly. _____________________________ * Clause 23

in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest

.                                                  _______________________________   Remark: Hearing documents (Thai language only) are available at  https://capital.sec.or.th/webapp/phs/upload/phs1549957067hearing_09_2562.pdf 

’ meeting and other related documents may be sent electronically.At the same time, SEC is setting out a clear guideline for determining in which cases asset management companies may seek an approval from

and/or filing documents being officially submitted to SEC for digital token offering. Therefore, investors are advised to be cautious with such solicitation. For inquiries or tips on suspicious

gather related documents and information. If any directors or executives of IFEC, past and present, are found to have been involved in any wrongdoings, the SEC will take prompt and swift legal actions

ประเทศไทย เป็นต้น?  ผู้สนใจสามารถเรียกดูหรือดาวน์โหลดรายงานสรุปกิจกรรมการตรวจคุณภาพงานสอบบัญชีประจำปี 2557 ได้ที่เว็บไซต์ ก.ล.ต. http://www.sec.or.th/TH/RaisingFunds/EquityDebt/Documents

agents, have contacted and solicited the public as well as disseminated related investment documents and information through various channels including website www.famarkets.com and www.ngm-trading.com

contract for its account receivables. The SEC, therefore, directs YNP to rectify financial statements and to cooperate with one satisfy auditor in providing information and documents, and submit the