with access to inside information and the number of directors indicated direction of the earning management of listed companies, especially for those in financial sector. Dr. Nattawoot Koowattanatianchai

SEC plans to revise rules on sale conducts for investment units after a survey of 55 branches of 18 commercial banks in Bangkok area indicated necessity for improvement particularly in relation to

damage client's assets. In case of {C}, the SEC received a report from securities company that had disciplined {C} after findings indicated that he had sent inappropriate trading orders in a manner that

of both companies have not yet transferred the shares to the company. SCAN could be exposed to risk of not getting money back if the agreements are terminated. IFA also indicated that in case of

, after receiving report on suspicious activities. The SEC?s investigation and evidence found at the site indicated that during August 2009 ? February 2010, both companies had presented themselves on a

engagement performance, if improved will heighten their efficiency and bolster investor confidence in the Thai capital market.      The SEC?s audit inspection in 2013 covering eight audit firms indicated that

quality improvement not only indicated effectiveness and efficiency of companies? business operation throughout the year, but also allowed shareholders to seek clarification from the management. This year

would constitute a contravention of Section 246 of the SEA. Based on reasonable evidence found in the case indicated that the following persons were involved in the scheme, the SEC thus filed the

Futures Co., Ltd. The SEC's finding indicated that he had falsified documents by signing the documents on behalf of the client and made copy of client's identification card to obtain a gift voucher. When

yet started saving money for their retirement. Furthermore, financial behavior survey indicated ?5 Lacks? as follows: (1) Lack discipline to track  spending that caused the household debt rose to 83% of