Koomchaya, Privy Council member, who also gave a keynote address on the topic, “Driving Corporate Governance of Business Sectors towards Sustainability of the Thai Economy.” On this occasion, Finance
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
. ----------------------------- Notification of the Office of the Securities and Exchange Commission Governing Undertaking of Other Business of Securities Companies B.E. 2552 (2009) ___________________ Whereas Section 98(8) of the Securities
Report Forms of Securities Business Operators and Derivatives Business Operators
Manager of Securities Business Operator
Authorized Director of Digital Asset Business Operator