TYM shares continuously through 9 securities trading accounts. They traded TYM shares in the manner that concealing, inflating and stabilizing the share price and matching orders within the group which

Multimedia Group Public Company Limited (NMG) shares to achieve the mutual goal of business takeover.  The SEC?s further investigation after a tip-off has revealed that NEWS, POLAR and Siwasit jointly acquired

group behaviors of these persons demonstrated their dishonest tendency right from the beginning of their professional career, and thus threatened potential misconduct to clients in the future. As a result

the trading volume of such shares on a large scale.  In addition, several trading orders were matched within the same group, causing the PYLON trading to be inconsistent with the normal market condition

decision, for example, maturity date, type of fund, investment policy, risk factors and performance. For advertisement on group of mutual funds where it is not practical to provide all significant

where service provider is unable to perform the outsource activities; and (iii) measures to prevent conflict of interest are also required. For outsourcing to a company in corporate group which is a

Mr. Sarath Teganjanavanich During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public

Miss Malita Limlomwongse During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public

inside information given to her by Miss Jeeraporn Buranaruk, who was assistant auditor holding the senior manager position of another audit group. Mr. Warot and Miss Jeeranan jointly purchased securities

Limited ("BO Company") from Bitkub Capital Group Holdings Company Limited, valued approximately 17,850 million Baht. In the case that the result of due diligence of the BO Company must be