(SDGs). It also brought to the fore investment management business operators, institutional investors and other capital market participants for an in-depth discussion on the Principles for Responsible
persons are: (1) {A}, (2) {B}, (3) {C}, (4) {D}, and (5) {E}. The SEC has also banned the persons in (2) - (4) from performing duties as a branch manager in a business related to capital market. All of the
perform duties with responsibility and prudence as a professional under the relevant Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the following sentences
The SEC has collaborated with the DGA to integrate the SEC Check First, a mobile application for searching service providers in the capital market under the SEC’s supervision, including products
Increasingly, exhibitions and events in the areas of financial technology or innovations in the capital market and the digital asset market have become more popular, attracting significant interest
the capital market and the digital asset market, aiming to ensure effective, swift, and thorough law enforcement. This process also serves to prevent and mitigate potential harm to the public and
stability of the high yield bond market as well as offer an alternative for high net worth investors to make investments through professionals instead of investing directly in such instrument.Earlier, on 16
Sakuntanaga, Mr. Prasan Chuaphanich and Mr. Viput Ongsakul, Mr. Tevin Vongvanich – Chairman of Sub-Committee on the Capital Market Competitiveness Development, Mr. Jessada Promjart – Sub-Committee on the
Ms. Ruenvadee Suwanmongkol, Secretary-General of SEC said: “SEC has launched information station microsite about capital market fundraising under the name “Start to grow” (www.sec.or.th
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th