other parties related to the transaction. When applying to Real Estate Investment Trusts (REITs), the regulations will make clear that REIT manager is responsible for disclosure of information on REITs
Bangkok, August 16, 2012 ? The SEC reveals that provident funds offering employee?s choice continually increased in Q2/2012. The record showed an increase of 176 employers offering employee?s choice
the Thai and South Korean capital markets. The SEC trusts that cooperation among market regulators will lead to cooperation among private sectors. This means more opportunities for expansion of Thai
have revealed that he confirmed with a customer that the RMF units the customer had bought in 2011 were redeemable without breaching the terms and conditions of the tax benefits. However, the actual
duties honestly and seeking unlawful benefits from derivatives investment based on non-public information.Following the SET's referral, the SEC conducted a further investigation and found that {A}, then a
of wrongdoings as follows:1. Falsifying revenue worth totaling 34 million baht in POWER?s financial statements for the year 2004. From investigation, there was a reasonable ground to believe that the
further that the investment value of each project must not be less than 1 billion baht; (3) Investment in an incomplete project (Greenfield project) is permissible providing that the investment
party transaction.JMT?s Board of Directors and the Audit Committee view that such waiver of the subscription right is appropriate as it would allow JMT to focus its existing capital on the management of
on suspicious unlicensed activities indicating that the aforesaid operators engaged in the business of managing funds for others or holding themselves out as derivatives fund manager and private fund
Group Securities Plc. that {A}, a securities investment analyst and Songkla branch manager and three other securities investment consultants at Central Chaengwattana branch, namely {B}, {C} and {D} (then