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fund, private fund or derivatives investment management. “investment management assistant” means a person who performs the duty of assisting decision making to invest or trade capital market product and
company shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities company shall not trade in securities by using inside information in
company shall not trade in securities by using inside information in such a way as to take advantage of an outsider or disclose such information to be utilized by other persons. Division 2 Opening of the
the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities company shall not trade in securities by using inside information in such a way as to
. 45/2547 Re: Determination of Undertaking not Deemed as a Derivatives Dealer dated 8 October 2004 shall be repealed. Clause 2. Person who offers to trade or trades in derivatives for his own account
Professionals ( 1 ) More >> Documents aspx ( 125 ) http://172.19.1.196:8983/solr/secweb/select?q=digital asset OR "digital asset" OR "electronic property" OR "electronic possession" OR "virtual property" OR
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