corporate fund raising through bond issuance. The project will provide the business operators interesting in bond issuance with a forum to exchange views and experiences with institutional investors and for
derivatives broker to ensure that policy, operational procedures, and personnel of those business operators related to money-laundering and terrorist financing are put in place. In 2010, the SEC and the Anti
) Intermediaries: Surveillance, monitoring, inspection and investigation of business operators and related capital market personnel;(5) Enforcement: Legal actions against the violators;(6) Toward international
returns of investments. For example, when past performance is disclosed for advertising purposes, business operators must not selectively present only periods with favorable returns. Disclosure of past
risk management measures for high‑risk customers; strengthening scrutiny of major shareholders and the ultimate controlling persons of business operators; upgrading supervisory and monitoring tools
to prosecute by public prosecutors, and ultimately the judicial discretion of the court in rendering a verdict.The public and investors can check the list of licensed digital asset business operators
to his lack of qualifications or his prohibited characteristics pursuant to the law regulating such business operators and the notifications issued by virtue of the said law, such person shall be
เป็นการชั่วคราว หรือถูกสำนักงานสั่งพักการดำเนินธุรกิจ List of business operators List of business operators currently providing services, excluding business operators who are in the process of temporarily
Procedures for Undertaking Digital https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10160 SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as