principles used in many countries to lay out and issue measures. Moreover, SEC also raises awareness about United Nations Guidelines on Business and Human Rights (UNGPs) among listed companies and businesses

suspended from trading on the SET since 12 January 2017. This incident, however, worked for Wichai's benefit because his IFEC shares of more than 57.46 million used as the collateral for the his margin

an insider, to purchase 258,200 PTL shares through Rahul’s securities trading account on 17 March 2016. Moreover, Anurag used the information regarding PTL’s operating results in the consolidated

under Section 307 and Section 311, in conjunction with Section 315 of the Securities and Exchange Act, as the case may be.  In addition, the persons under (6) and (7) jointly controlled and/or used

emission reduction and human rights protection. This would help enhance listed companies’ ESG disclosure, and their reports will be used for the next ASEAN CG Scorecard assessments. Above all, the SEC

was for the purchase of mutual fund units on their behalf. However, the money was, in fact, not used for the buying transactions as per clients’ orders, but for Teerasak’s personal matters instead. In

made-up investment project. In so doing, Panita replaced the names of the depositors with those of several other clients who were related to herself and used the money to trade securities via the trading

internationally used in assessing corporate governance standards.In conjunction with the I Code launch, the SEC and eight other regulatory bodies and institutional investors have officially declared mutual

any business related to capital market for two months, effective since 25 August 2017. In the case of (4), {D} used the money a client received from a fund that had reached maturity to buy units of a

clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of