securities business license type A or is in a process of applying for such license; (2) securities companies other than the securities company under (1) which obtain a securities business license in the
business license shall obtain securities business license only when it has the following qualifications: (1) having paid up registered capital not less than the amount specified in the notification of the
Exchange Commission. Chapter 1 Application for Approval ______________________ Clause 4. Persons who obtain approval to be investor contact shall be divided into two categories which are Category A Investor
3 percent of the Company’s net tangible assets, therefore, the Company is obliged to obtain approval from the Board of Directors and disclose such information to the Stock Exchange of Thailand (as per
which is incapable of making profit. UWC expects to obtain benefits from this Transaction as follows: 1. Improvement in financial liquidity: UWC will have adequate cash flow to repay the secured bonds
material contents as contained in the guideline for risk disclosure statement attached to this Notification. In disclosing risks relating to trading derivatives under Paragraph 1, an intermediary shall sign
derivatives under Paragraph 1, an intermediary shall sign on the risk disclosure statement to certify that the risks relating to trading derivatives have been clarified to the client, and shall arrange the
จัดการทุกประการ ลงชื่อ Sign X ____________________________________________ ผู้ถือหนว่ยลงทุน (____________________________________________) ลงชื่อ Sign X ____________________________________________ ผู้แนะน