MATI 19/2561 August 14, 2018 Subject Reporting Quarter 2 Consolidated Financial Statement which ended at June 30, 2018 To Director and Manager, The Stock Exchange of Thailand For six-month period

907 -81 -9% Cost of sales and services -733 -790 -57 7% -639 -682 -43 6% Gross Profit 246 248 -2 -1% 186 225 -38 -17% Other Income 40 5 35 699% 50 14 35 248% Distribution costs -70 -82 -12 -14% -59 -72

growth in the Financial Services sector ) strengthening the business environment through intellectual property enforcement, regulatory reform, and improved competition policy; b) improving transparency

the same day. Saowarat’s misconduct according to (1) is deemed failure to perform duties or provide services with loyalty by misappropriating client assets, and according to (2) is deemed acting

benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market

full-service branch office for such category of securities business, the Office shall permit the full-service branch office to also provide services for securities business in the category of private

full-service branch office for such (Translation) Page 2 of 3 category of securities business, the Office shall permit the full-service branch office to also provide services for securities business in

provide services for securities business in the category of private fund management to customers. Clause 5. Any management company wishing to establish a branch office shall submit an application to the

include experience, for example, education, employment record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international

and Derivatives Clearing House dated 11 October 2004 shall be repealed. Clause 3 In this Notification: (1) “derivatives exchange” means a derivatives exchange open for services to the general public; (2