Microsoft Word - SorChor 36-2546 - edited.doc (Translation) The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorChor. 36
the following clauses in three notifications: (1) Clause 4, Clause 5, Clause 11 and Clause 14 of the Draft Notification of the SEC Office No. Sor Nor. /2564 Re: Details of the Mutual Fund Scheme
of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC
capital market products, investment management, management of the intermediary ’s branch office, supervising account of clients and making investment decisions for clients , operational function, compliance
capital market products, investment management, management of the intermediary’s branch office, supervising account of clients and making investment decisions for clients, operational function, compliance
Commission No. KorNor. 15/2543 Re: Rules, Conditions and Procedures for Approval of Private Fund Custodian, dated 4 April 2000, the Office of the Securities and Exchange Commission hereby issues the following
price and the market price are in accordance with the notification of the Office of the Securities and Exchange Commission governing 2 calculation of offering price and determination of market price for