urges investors wishing to invest in derivatives to deal with licensed companies only for proper legal protection. The licensee list can be viewed at the SEC website - www.sec.or.th. In case of

, the SEC encouraged TIA right protection volunteers to perform their roles efficiently at the AGMs. Solid assessment outcomes reflect the success arising from all parties? strong effort and cooperation

between accounting system and forecast of investment returns. This might reflect Indian?s stronger accounting system, enforcement and investor protection.  Note: The research paper was presented under the

is to ensure transparency and commitment to the protection of clients? best interest.  The SEC expects the Code to attract cooperation from investment management companies, first of all, in the form of

, protection of investors? rights, and/or good governance, and (3) granting the SET Board of Governors the power to allow trading access to non-members of SET, which would enhance SET to have flexibility in its

solicitor to ensure proper legal protection, regardless of how tempting the offer seems. List of licensees is available at the SEC?s website (www.sec.or.th) while list of those not licensed by the SEC can be

issuers while maintaining an appropriate level of investor protection. The key aspects of the proposed amendments are as follows: (1) Approval Criteria: Issuers are required to obtain an issuer rating and

facilitate fundraising activities by providing appropriate regulatory flexibility, while continuing to uphold investor protection principles.Accordingly, the SEC is inviting public comments on the proposed

computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing services of

provided solely through computers or electronic devices linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an