Mr.Sukrit Choradol Between October 14, 2015 and November 16, 2015, Mr.Sukrit Choradol assisted and facilitated Mr.Suwat Choradol in selling DEMCO Public Company Limited (“DEMCO”)’s shares by

18,293,713.95 Baht     - a bar from serving as a director or executive in a securities issuing company between 27/04/2024 and 26/02/2027 SEC Act (before the fifth amendment

EMC Public Company Limited (EMC).With the referral from the Stock Exchange of Thailand, the SEC probed into the case and found that during October 16-18, 2013, Paiboon, then EMC Managing Director

MRC - BIZ Company Limited MRC - BIZ Company Limited offered digital token named IPO, which is an investment token that the company promises to give an investment return to investors, and digital

PB. Smart Farmer Public Company Limited Between August 5, 2019 and May 6, 2020, PB Smart Farmer Public Company Limited (PB Smart), by the Chairman of the Board and the Director of PB Smart, had

the stock price of RPCG Public Company (RPC) by placing trading securities in such a way that misleads other persons regarding the price or volume of RPC stocks trading. 27/02/2025 agreed to comply

Miss Pornpin Chivikrai During 13 March 2018 – 21 September 2018, Miss Pornpin Chivikrai colluded with 2 persons to manipulate the share price of Thai Capital Corporation Public Company Limited’s (TCC

Mr. Thannagon Hariwongsanupap During 13 March 2018 – 21 September 2018, Mr. Thannagon Hariwongsanupap colluded with 2 persons to manipulate the share price of Thai Capital Corporation Public Company

Company Limited’s (TCC), by placing trading orders or trading TCC’s shares in such a way that deceive investors by controlling or artificially affecting the price or volume of the securities. 29/08/2025

that the management company shall comply with the commitment, the mutual fund scheme, the Securities and Exchange Act B.E. 2535 (1992) as well as the Notifications, Rules and Orders issued by virtue of