management, and monitoring measures, control and review of compliance and work system; Principle 3: Institutional investors should make informed investment decisions and engage in active ongoing monitoring of
investor contacts were in violation of Clause 14(2) of the SEC Notification No. SorKhor 49/2009 Re: Approval for Investor Contacts, which stated that investor contact shall let investors make their own
branches have functioned as selling point of financial products including mutual funds and a network of channels for knowledge dissemination where most of investors make their investment decision. TBA is
their trading decisions without objection or asking for any information of those securities. In addition, it was found that a client of Onjira asked her to make trading decision on his behalf while Wasana
securities. In addition, it was found that a client of {B} asked her to make trading decision on his behalf while {C} submitted the client's securities trading orders via the internet from the IP address of
products and services in line with international standards. Also, the general public can access and make use of capital market by means of fundraising and investment, as the case maybe. The strategic plan
as a good starting point for them to make use of the capital market in the future, ready to take advantage of the opportunities from AEC.?Charamporn Jotikasthira, SET President said that ?The SET
parties to better rules and practices will make our success today to become even greater and will thus elevate investor confidence in our market. Together with our tireless effort, the standard of corporate
to refrain and be free from any form of corruption. Presently, institutional investors and mutual funds tend to start investing in companies with anti-corruption practices. Definitely, this will make