when the SEC lays out further guidelines for supporting SMEs access to capital market fundraising. 3) Launching mobile application SEC Check First and web-based application Retirement Checkup, SEC’s two

? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further

Directors, Mr. Prasan Chuaphanich, said further that: "Every prize that the Thai listed companies received at this event is a proud achievement for which  IOD would like to commend and congratulate

addition, the SEC will further promote discussions and sharing of experiences in the internaitonal arena as well as inform Thailand’s progresses to the global community.” Today’s events marked the second

allowed by the Notification, starting from 22 March 2019.The SEC has reported the proceedings in this case for the AMLO to consider taking further action because the offense related to unfair

The revocation followed Apple Wealth Securities’ inspection report regarding three clients’ complaints against Nutnicha and the SEC’s further investigation, which revealed Nutnicha’s misconduct as

Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to the information on the operating results of a

million baht.  According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, Jajjai, who was then Vice President and Executive Director of MODERN, had access to

position of securities issuing companies and listed company.  According to the referral from the Stock Exchange of Thailand (SET) and the SEC's further investigation, during 22 May 2014 - 30 June 2014, the

there is any offense under the Securities and Exchange Act B.E. 2535 (1992) the SEC will take further legal action. Due to the criminal complaint resulting in the fact that the directors and former