securities trading, for example, client investment limits, consideration of collateral quality, and prohibition of Non-Voting Depositary Receipt (NVDR) investment by Thai entities. The SEC has also
a consideration of license revocation pursuant to Section 35, Paragraph 3, of the Digital Asset Business Law.” ______________________Remarks:Related news releases and notifications: - SEC News No
civil sanctions. *** Applicable only to the offenders, having committed other offenses and being under the SEC consideration period for the untrustworthy characteristics as directors or executives
, Bangkok. The matters for consideration are as follows: Regarding four bond series of SQ256A, SQ266A, SQ275A and SQ285A: (1) Granting an exemption from an event of default under the terms and
resolution of the bondholders.The matters from consideration are as follows: (1) Granting a waiver to allow the votes of all attending bondholders of all series (only those series that meet the
failure to comply with Section 35 of the Emergency Decree may lead to the consideration of license revocation.” The SEC emphasizes the importance of monitoring the operations of business operators to
, a key business foundation of listed companies that takes into consideration the interest of all relevant stakeholders. Additionally, the SEC has outlined a roadmap for developing a sustainable
conjunction with Section 240 of the SEA. The SEC has therefore filed a criminal complaint against STARK and the executives/directors with the DSI for consideration of further legal proceedings. In this regard
302, Section 302/1 and Section 312 of the SEA. The SEC has therefore filed the criminal complaint against the six persons with the DSI for consideration of further legal action. Concurrently, the SEC
business strategies and to reduce inequality in their business operations. In so doing, SEC also focuses on fostering a favorable ecosystem for sustainable development by taking into consideration all