intermediary during the same suspension period. The SEC's inspection of these cases was proceeded with KBANK's cooperation. Since the incidents, KBANK has specified that only approved investment consultants are

funds with constant NAV and exempting business operators from performing the customer risk profile evaluation if the only investment product they offer is low-risk money-market fund. The

licensed digital asset business operators only in case of deciding to invest in such product. The Licensee List and more information on digital assets are available on www.เสี่ยงสูง.com. It should be noted

the real fans with a good knowledge and understanding of technology only but not for general investors. In addition, previously SEC found that certain persons exploited the timing to deceive the

.                                                  _______________________________   Remark: Hearing documents (Thai language only) are available at  https://capital.sec.or.th/webapp/phs/upload/phs1549957067hearing_09_2562.pdf 

resolution could be sought only when at least half of the total number of unitholders attended the meeting or returned the letter.Asset management companies must receive at least 50% of the total votes of

Deawwanich as two additional directors, there are currently only three directors whose names appeared on the company certificate, namely, (1) Mr. Suphanan Rittiphairoj (2) Mr. Chatnarong Chattrabhuti and (3

Decree on Digital Asset Businesses, B.E. 2561. The regulation will come into force since 16 July 2018.Since the royal decree stipulates that the issuance of ICO must be done only through ICO portals

financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the

, a changing trend can be seen as employers want an alternative for their employees by cancelling the former provident fund, which only consists of one policy, and shifting to another type of