in contacting investors in each category the company is required to assign separate personnel to do the task. This causes inflexibility in providing services to investors and overlapping with respect
Keeping of Clients’ Assets Clause 12 A securities company shall prepare records of each client’s assets under its custody in a separate account from any other asset account of the securities company and
records of each client’s assets under its custody in a separate account from any other asset account of the securities company and categorize as a margin account or a cash account, as the case may be. The
separate from the CIS Operator. In short, after obtaining approval from the Thai SEC to set up a mutual fund and offer investment units to investors, the money received from such offer shall constitute a
circumstances. The dividend payment shall still be made twice a year and is based on consolidated earnings and subjected to the availability of retained earnings on the separate financial statements. In all cases
appreciation of the Thai Baht versus the US dollar (Separate: Baht 684 million). 4. Statement of financial positions Total Assets As of 31 December 2019, the consolidated total assets amounted to Baht 26,400
right to be the debenture creditor instead. Therefore, the separate financial statements will still state the same amount of debentures as 1,230,000,000 baht (One thousand Two hundred thirty million baht
dividend payment shall still be made twice a year and is based on consolidated earnings and subjected to the availabil ity of retained earnings on the separate financial statements . In all cases, dividend
the avai lability of retained earnings on the separate financial statements. In all cases, dividend payment shall depend on cash flow, investment plan including any other future obligations of the