_________________________ Clause 18 In cases where an intermediary is a representative of a securities borrower or lender, the intermediary shall prepare an agreement on the appointment of representative in writing. Clause
maturity term, bear name- registered without holder representative. Such short- term Page 2 Enclosure 5. Information Memorandum on the Acquisition of Assets of Safari World Public Co., Ltd.; An increasing of
นวณในดชันี อยา่งไรก็ตาม ในกรณีที่มีข้อจ ากัดในการลงทนุในหุ้นที่เป็น ส่วนประกอบของดัชนี ผู้จัดการกองทุนอาจใช้กลยุทธ์การลงทนุแบบ “Representative Sampling Strategy” ซึ่งหมายถึงกองทุนจะเลือก ลงทุนในหลัก
; (3) information related to the name and address of the person appointed by the foreign entity to be its representative in Thailand, with clearly specified authorization and duties of such
- Derivatives trading agent business - Securities borrowing and lending business - Sales and redemption representative of investment units Overview of the Stock Exchange of Thailand SET Index in the first quarter
being representative of such person, and so on: O yes (please specify in detail) …………………………; O no; 1.3 Working in the position applied for approval: O full time O part time 2. Personal information in
, such as being representative of such person, and so on: O yes (please specify in detail) …………………………; O no; 1.3 Working in the position applied for approval: O full time O part time 2. Personal
the money market or the capital market who shall not be Secretary-General or staff of the SEC Office. Among them, there shall be at least one expert who is a representative of investors and one