) The Securities and Exchange Act to be amended to enable SEC to register the audit firms in the capital market and to supervise and impose sanction on an audit firm in the capital market found by SEC
Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The
Investment Officers, portfolio managers, risk managers, strategists, financial analysts and financial advisors. For those who are interested in attending the Conference, please visit and register at
(mobile number and email address) with her own information to register for the bank’s internet banking services under the client’s name, and withdrew money from the client’s banking account for her
ทุนในการกำกับธุรกรรมขายชอร์ต และ HFT รวมถึงความคืบหน้าในการส่งเสริมธุรกิจหลักทรัพย์และสัญญาซื้อขายล่วงหน้า เช่น โครงการจัดตั้ง Securities Data Exchange Platform (S-DEP) การจัดทำกฎเกณฑ์เพื่อรองรับการ
participants from 112 organizations, including securities companies, asset management companies, securities brokers, investment advisors, derivatives operators, crowdfunding platform providers, digital asset
falling victims to fraudsters as well as the collaboration across agencies and platform service providers to block fraudulent platforms and limit the damage to the public. In addition, the SEC
among agencies and platform providers to minimize damage from investment scams. In addition, the SEC set up a booth to promote contacts and channels for reporting investment scams, aiming to build
convenient reporting of tips and incidents. In addition, the SEC is working with relevant agencies and social media platform providers to block investment scam contents on their channels. This collaborative