perform duties or provide services with honesty and good faith. Specifically, (1) he requested and used client’s mutual fund trading account to conduct investment transactions in mutual funds under the
Rules, Conditions and Procedures for Providing Services as Securities Registrar
to the SEC Office in accordance with the reporting plan specified in Clause 4(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing services
in accordance with the reporting plan specified in Clause 4(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing services in the nature of
to the SEC Office in accordance with the reporting plan specified in Clause 3(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing services
services to the SEC Office in accordance with the reporting plan specified in Clause 3(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing
MATI 17/2561 May 14, 2018 Subject Reporting First Quarter Consolidated Financial Statement which ended at March 31, 2018 To Director and Manager, The Stock Exchange of Thailand For three-month period
MATI 19/2561 August 14, 2018 Subject Reporting Quarter 2 Consolidated Financial Statement which ended at June 30, 2018 To Director and Manager, The Stock Exchange of Thailand For six-month period