to the SEC Office in accordance with the reporting plan specified in Clause 3(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing services
services to the SEC Office in accordance with the reporting plan specified in Clause 3(2)(d); (6) arrange a system for custody of the client’s assets under custody or management. In case of providing
/E transactions in the KC accounting records, causing inaccurate and false preparation of such records. This case is under consideration of the public prosecutor. SEC Act S.281/2 paragraph 2
/E transactions in the KC accounting records, causing inaccurate and false preparation of such records. This case is under consideration of the public prosecutor. SEC Act S.281/2 paragraph 2 in
ชั่วคราว หรือถูกสำนักงานสั่งพักการดำเนินธุรกิจ No records to display. ปรับปรุงล่าสุด 30 เมษายน 2566 สอบทานล่าสุด 30 เมษายน 2566
ชั่วคราว หรือถูกสำนักงานสั่งพักการดำเนินธุรกิจ No records to display. ปรับปรุงล่าสุด 13 มกราคม 2568 สอบทานล่าสุด 13 มกราคม 2568
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite
MATI 17/2561 May 14, 2018 Subject Reporting First Quarter Consolidated Financial Statement which ended at March 31, 2018 To Director and Manager, The Stock Exchange of Thailand For three-month period