.? These kinds of incidents took place repeatedly, but the company which was under his direct supervision did not conduct proper examination.?In 2014, the SEC found a similar misconduct and took legal action

accounts of those related clients. She later withdrew the money for her own personal gains, causing damage to the solicited clients who had made the deposits in the first place. Consequently, Maybank Kim Eng

analyst will be allowed to cover no more than 15 securities in average; published research must be updated at least 4 times a year; brokers must put in place control over quality of investment research and

will include new assessment questions, additional weightage for certain questions, particularly those on the Role of Stakeholders, and a streamlining of questions to place greater emphasis on practicing

place importance in the handling of its data management system or securities business related evidence. The Criminal Fining Committee therefore imposed a fine penalty on the bank for such defects on 26

, life-insurance companies, Government Pension Fund, and Social Security Office, all have in place policies against corruption and achieved level 1 or higher; signifying strong commitment of their

Operator currently licensed or authorised to conduct fund management in the jurisdiction of its principal place of business? Yes No If “No”, please specify

proportion of shares held by the investor. Hence, such issuance of the newly issued shares to the investor is considered a connected transaction for the listed Company pursuant to the Notification No. TorJor

current seven persons to be a director for the Company, follow the proportion of shares held by the investor. Hence, such issuance of the newly issued shares to the investor is considered a connected

Company, follow the proportion of shares held by the investor. Hence, such issuance of the newly issued shares to the investor is considered a connected transaction for the listed Company pursuant to the