the trading volume of such shares on a large scale. In addition, several trading orders were matched within the same group, causing the PYLON trading to be inconsistent with the normal market condition
decision, for example, maturity date, type of fund, investment policy, risk factors and performance. For advertisement on group of mutual funds where it is not practical to provide all significant
where service provider is unable to perform the outsource activities; and (iii) measures to prevent conflict of interest are also required. For outsourcing to a company in corporate group which is a
Mr. Sarath Teganjanavanich During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public
Miss Malita Limlomwongse During the period of 9 to 16 October 2015 and 12 to 26 April 2016, Mr. Sarath Teganjanavanich, Vice President of Business Planning and Finance of Thai Optical Group Public
inside information given to her by Miss Jeeraporn Buranaruk, who was assistant auditor holding the senior manager position of another audit group. Mr. Warot and Miss Jeeranan jointly purchased securities
Limited ("BO Company") from Bitkub Capital Group Holdings Company Limited, valued approximately 17,850 million Baht. In the case that the result of due diligence of the BO Company must be
Miss Supanee Sukapantavorn During the month of January 2017, Mrs.Eng Passakornnatee while being a Vice Chairwoman of the Borads and a Director of Ichitan Group Public Company Limited (ICHI), knew or
Mrs.Eng Passakornnatee During the month of January 2017, Mrs.Eng Passakornnatee while being a Vice Chairwoman of the Borads and a Director of Ichitan Group Public Company Limited (ICHI), knew or
Group Public Company Limited ("ACAP"), a GSC’s subsidiary, in the cumulative value of 180 million baht (73% of the total GSC’s asset) without the approval of shareholders. The interest rates of