Following the earlier public hearing in late March, most business providers had expressed their approvals towards the guideline suggested by SEC. Therefore, SEC had then proposed a draft regulation
reference. 10 Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph
reference. Notification of the Securities and Exchange Commission No. KorThor/Nor/Khor. 14/2551 Re: Approval for Undertaking of Derivatives Business ___________________ By virtue of Section 9 and Paragraph 3
กองทุน (บลจ.) ก่อนการตัดสินใจลงทุนได้ เพราะ Fund Fact Sheet จะบอกสรรพคุณของกองทุนนั้น ๆ ว่าเป็นอย่างไร ตรงกับวัตถุประสงค์ของการลงทุน และสอดคล้องกับความเสี่ยงที่เรารับได้หรือไม่ Content จาก : ลายแทง กองทุน
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The Derivatives Act The Derivatives Act B.E. 2546 SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an
underwriter” means a securities company licensed to undertake securities business in the category of securities underwriting; (5) “executive” means a manager or an employee holding the position of department