work system that prevents the use of client assets in the company’s custody to engage in any activities or seek benefits, regardless of the means. This includes putting in place separate accounts for
work systems to prevent the use or the seeking of benefits from the clients’ deposited assets regardless of whatever means. Zipmex is required to submit the results of its rectifications in all matters
(3) Notification of the Capital Market Supervisory Board No. Tor Thor. 31/2568 Re: Standards of Business Operations, Management Structures, Work Systems and Service Provision of Securities Companies
Thailand, added, “UNDP is pleased to partner with the Securities and Exchange Commission of Thailand to lead the development of the Thailand SDG Investor Map. The SDG Investor Map complements the work UNDP
the investment industry;Principle 5: We will work together to enhance our effectiveness in implementing the Principles; andPrinciple 6: We will each report on our activities and progress towards
become a fully digitalized infrastructure of the capital market. The successful launch of the DIF Web Portal today is a significant milestone, at which the work of market participants becomes integrated
; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market business. The SEC strongly advises that investors check their trading
ASEAN CIS initiative to the Philippines further strengthens connectivity in the ASEAN region. As the fourth signatory to the Framework, we will also endeavour to work together with other signatories in
เทียบได้และสอดคล้องกันประเด็นสำคัญที่หารือกันในการประชุมข้างต้นมีความสอดรับกับ Work Program 2021-2022 ของ IOSCO ที่จะดำเนินการต่อไปในระยะข้างหน้า โดยจากผลกระทบของ COVID-19 นั้น IOSCO ได้เพิ่ม 2 ประเด็น
past conduct; the cooperation or obstruction with SEC’s investigation; and any previous record or past behavior which indicating that the subject person is not fit and proper to work in capital market