incomeUnit trust Operator %total UT  PIMCO Invesco BlackRock JPMorgan Asset Management Lombard Odier 9% 9% 7% 6% 5% Total 37% 91% 8% Gov. Bond 1% Deposit FI Debt instrument Issuer %total FI  Bank of China

%) Equity Fixed income Unit trust Operator %total UT  BlackRock JPMorgan Asset Management Allianz Wellington Management PIMCO 13% 9% 6% 5% 5% Total 39% 1% 76% 23% Corp. Deposit FI Debt instrument Gov. Bond 1

%) Equity Unit trust Fixed income Operator %total UT  BlackRock JPMorgan Asset Management Wellington Management PIMCO Allianz 13% 9% 6% 5% 5% Total 39% 2% 75% 20% Corp. Deposit FI Debt instrument Gov. Bond 3

amount of total fine for the accused is 211,800 Baht. Since the accused pled guilty, the Court reduced the fines by half, resulting in a total fine of Baht 105,900 and a further fine of Baht 100 Baht each

proposed amendments. The SEC has therefore drafted the regulations and is now conducting this public hearing on the draft regulations , with the key points as summarized below:           (1) To entitle

now open for public comments. The key points of the draft regulations are as follows:   1)  To add more types of knowledge and experience in two areas, namely:           1.1) Environment, Social and

market as a whole.  Audit firms in the capital market wishing to disclose their latest firm inspection report on the SEC website may now inform the SEC thereof

and taking into consideration the comments and recommendations of business operators and the general public, the SEC is now seeking public comments on two notifications concerning the proposed

, at 0 2033 9660, or via email, to jaruwan@sec.or.th or tayakorn@sec.or.th, from now until 17 December 2019.________________________

(urgent case), effective since 11 March 2019. The SEC views that since IFEC Board of Directors is now eligible to form a quorum, the company should be able to proceed and seek solutions for the pending