learned of such facts from his positions at SLC.His actions were deemed using inside information to gain unfair benefits over other persons in contravention of Section 241 of the Securities and Exchange Act
false or misleading information: elements of crime will be extended to cover more persons and wrongful acts and offences related to imparting or dissemination of projection by using distorted information
Police against {X1} Co., Ltd. and {A}. In this connection, any person suffering damage from investment with the aforesaid persons should contact the ECD Police at 0-2237-1199 for further legal proceedings
manipulating share price of Thai Plastic and Chemicals Plc. (TPC). With the referral from the Stock Exchange of Thailand on irregular trading of TPC shares by a group of persons, the SEC probed into the case and
, or service providers with at least five-years of related experience. In case of outsourcing to any other persons, the SEC?s prior approval is needed. The SEC?s consideration will focus on business
complaints against the above four persons with the DSI for further legal proceedings.In any case, filing a criminal complaint commences the criminal justice administration whereby the court with judge the case
ทรัพย์ (related persons ? RP) เพื่อให้มีการกระจายหุ้น IPO ให้กับผู้ลงทุนทั่วไปอย่างเพียงพอ การจัดทำร่างประกาศในครั้งนี้ ได้ปรับปรุงจากการรับฟังความเห็นในหลักการเมื่อเดือนมีนาคมที่ผ่านมาโดยมีสาระสำคัญในร่าง
probed into the case and found that during March 18 ? October 9, 2008, Sornnon, Naraporn, Nacharat and Thanatdej (or Jiraphoj) together with other 10 persons (one person died) colluded or agreed to trade
particular person or persons. The revised rules are expected to become effective by August this year. Rapee Sucharitakul, SEC Secretary-General said that recently equity private placement deals of listed
their licensed or registered scope of businesses by visiting the SEC website (www.sec.or.th). In addition, any persons who come across suspicious unlicensed activities can report the matter to the SEC