or conspired with nine other persons to manipulate the price and trading volume of UMI shares by trading such shares continuously in concealment through several trading accounts to the point where the
penalties under Section 296 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement Committee imposed fines on Choavalit
securities trading orders from persons being neither account owner nor account owner's appointee; and failing to keep a complete record of trade order instructions; in violation of Clause 20(2) and (3) of the
}, a securities investment consultant of the same company, did not record their clients? securities trading orders. The three persons admitted that they took large amount of orders via mobile phone in
692 million baht of net selling asset price proposed to the Fund is well below approximately 800 million baht of fair price of the assets in case of self-management or selling to other persons. In
actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement
industries (cross sector), both domestically and internationally, which may create opportunities for unsuitable persons to become involved with business operators, either directly or indirectly. These factors
by the authorized persons as specified in the terms and conditions governing bondholders’ rights; (2) Amendments to the criteria governing the use of proceeds, requiring issuers to apply the
risk management measures for high‑risk customers; strengthening scrutiny of major shareholders and the ultimate controlling persons of business operators; upgrading supervisory and monitoring tools
other persons by using negative material non- public information concerning BLA’s operating net profit decrease in Q2/2014 of 168.79 million baht which significantly fell from the operating net profit of