Acts that may Create Conflicts of Interest on Fund Management and Protective Rules (No. 2) 14/07/2008 01/08/2008 2. Notification of the Office of the Securities and Exchange Commission SorNor. 29/2549
Market Supervisory Board TorNor. 34/2553 Rules, Conditions and Procedures for Liquidation of Mutual Funds (No. 2) 10/08/2010 01/09/2010 5. Notification of Capital Market Supervisory Board TorNor 76
e-service Online Submission Private Fund/ >> Type Title Section See document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board Tor Nor 89/2558 Rules for
/2555 Determination of Definitions of Institutional and High Net Worth Investors 09/07/2012 01/08/2012 2. Notification of the Securities and Exchange Commission KorThor. 43/2543 Re: Rules, Conditions
. Notification of the Securities and Exchange Commission 52/2545 05/11/2002 16/11/2002 4. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for
. Notification of the Securities and Exchange Commission KorThor. 42/2543 Re: Rules, Conditions and Procedures for Securities Brokerage and Securities Dealing which are not Debt Instruments (Codified as of 25/10
Market Supervisory Board Tor Lor Thor. 8/2557 Rules on Personnel in the Capital Market Business (Codefied) 03/06/2014 01/07/2014 Notification of Capital Market Supervisory Board TorLorThor. 8/2557