Thai Police on 27 June 2023. The SEC has received coordination from the special case investigative team**, which was appointed by Prime Ministerial Order No. 288/2023 dated 24 October 2023, in
trading orders.In case of {A}, the SEC received the report from Asia Plus Securities Plc. on investigation spurred from clients? complaint about {A}'s conducts. It was found that {A} had sent trading orders
an employee of MTS Gold Futures Co., Ltd., effective from November 20, 2012.Following a report on {A} case filed by Sicco Securities PLC (presently CIMB Securities International (Thailand) PLC), the
, transfer agents and receiving bankers for the securities being offered. F. Other Experts and Professionals 1. Provide the names, addresses and professional qualifications (including any membership in a
payment. The Company shall procure the Board of Directors to resolve to offer the private placement of shares within 30 days from the date which the Financial Statement has been completed. In case that the
case that the Company pays by issuing the private placement of the Company’s newly issued shares offered to the Seller, the Company shall comply with laws regarding securities and stock exchange
least THB 1,922.80 million and not exceeding to THB 2,235.00 million (exclusive of value added tax, fee and expense for ownership transfer). The value of sub- Page 6 of 17 leasehold right will be
): .................................................................................................................................................................................... Wish to apply for Company Account from the SEC Office in the following manners: Not an urgent application (normal case) An urgent application (a 30-day expiry from the SEC Office’s approval date
: ...................................................... (…………………………………………….) Authorized person Date: ......................................... Remarks: 1. In case of authorization for submission of documents, a power of attorney is required. 2. In case of a juristic person, the
from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow: (1) In the case of {A}, she was found to fail to examine the correctness of