Rules in Detail related to Proprietary Trading of Intermediaries
contact ” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
contact” means a person who performs duties in contacting, soliciting, giving advice or planning with respect to trading or investment in derivatives for investors. There are two categories of investor
fundamental system which has connection to the derivatives trading system and other relevant systems. Meanwhile, an information technology system is necessary for derivatives clearing houses to achieve their
objective, purpose, or strategy of operation or procurement of benefit of REIT for investor’s understanding and use it as guideline for monitoring REIT business operation direction in the future; 2.2
วัตถุประสงค์ของการปฏิบัติ ให้เป็นไปตามประกาศแนวปฏิบัติฯ ในหัวข้อ 8.4 เร่ือง logging and monitoring ซึ่งก าหนดให้ ผู้ประกอบธุรกิจจัดเก็บ internet access log โดยมี รายละเอียดขั้นต่ าคือ บัญชีผู้ใช้งาน / หมายเลข
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
, the tourism sector and a recovery in exports due to an improvement in the economies of our trading partners. As a result there has been an increase in the purchasing power of consumers in major cities