management of information technology resources which covers the allocation of resources to ensure sufficiency for business operation and establishment of guidelines to support incidents where the resources are
, 2018 1. Analysis of operation results for year 2018 in compar ison with those for year 2018 (from the consolidated financial statements) Items 2018 2017 Increased (Decreased) Amount % 1.1 Revenues from
ENDED MARCH 31, 2019 1. Analysis of operation results for Firs quarter of 2019 in compar ison with those for the same quarter of 2018 (from the consolidated financial statements) Items First quarter of
, 2018 1. Analysis of operation results for the third quar ter of 2018 in compar ison with those for the same quar ter of 2017 (from the consolidated financial statements) Items Third quarter of 2018 Third
Approval Deficiencies and Action Taken {{detail.auditor}} {{detail.auditor2}} {{detail.number}} {{detail.periodApproval}} {{detail.operation}} {{detail.operation2}} {{detail.labelLink}} List of auditor with
Approval Deficiencies and Action Taken {{detail.auditor}} {{detail.auditor2}} {{detail.number}} {{detail.periodApproval}} {{detail.operation}} {{detail.operation2}} {{detail.labelLink}} List of auditor with
period of emengency incidents happened for checking asset balance and doing transactions, and action measures of companies. Also, companies shall periodically communicate a progress of operation in case of
Management System for Business Continuity of Intermediaries dated 21 October 2016 (“Notification No. SorThor/Nor. 45/2559”) which specify on the rules for operation systems capable to support business
Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary ______________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act
fast changing and hard-to-predict landscape, policy implementation must be timely and effective, and a key to achieve tangible results is to implement clear and efficient action plans with cooperation