) and the 3rd category of prohibited characteristics of the capital market business personnel under Clause 31(1) of the Notification No. TorLorThor. 8/2557 which has been promulgated in replacement of the
which has been promulgated in replacement of the said three notifications.
3, 2014 which has been promulgated in replacement of the said two notifications.
กองทุนส่วนบุคคล [บลจ.] การจัดการกองทุนรวม / การจัดการกองทุนส่วนบุคคล [บลน. / LBDU] นายหน้าซื้อขาย / ค้า /จัดจำหน่ายหลักทรัพย์ ที่เป็นหน่วยลงทุน [Digital Asset Exchange] ศูนย์ซื้อขายสินทรัพย์ดิจิทัล
Market Supervisory Board No. TorLorThor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the Securities and Exchange
113 of the Securities and Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) , Section 100, Section 103(9) and (10), Section 109, Section 114, Section
Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008), Section 100, Section 103(9) and (10), Section 109, Section 114, Section 115, Section 116 and
Exchange Act B.E. 2535 (1992) , as amended by the Securities and Exchange Act (No.4) B.E. 2551 (2008) , Section 100, Section 103(9) and (10), Section 109, Section 114, Section 115, Section 116 and Section
replacement for the Notification of the Securities and Exchange Commission No. KorThor. 14/2546 Re: Rules, Conditions and Procedures for Securities Underwriting dated 11 July 2003. As amended by the
, it is therefore deemed appropriate to issue this Notification as a replacement for the Notification of the Securities and Exchange Commission No. KorThor. 14/2546 Re: Rules, Conditions and Procedures