business operator. The amended rules have come into force since 1 April 2020. _______________________Note:* ICO Portal is a provider of an electronic system for facilitating the offering of newly issued

making a cash payment and transferring money to a personal account of the serving investment consultant. Investors should make payments via payment channels and methods specified by the service provider

Following receipt of clue information, the SEC conducted an investigation and found that since 12 January 2022, 1000X, the service provider of the website https://www.1000x.live (“1000x.live”), had

provide investors with more variety of investment alternatives and increase experiences in overseas investment while the service provider is required to comply with rules and practices prescribed by the

, guidelines, service provider supervision, risk management, and business continuity measures.  However, outsourcing does not discharge business operators from responsibility in the outsourced activities

where service provider is unable to perform the outsource activities; and (iii) measures to prevent conflict of interest are also required. For outsourcing to a company in corporate group which is a

แนวทางกำกับดูแลเพื่อป้องกันการใช้ สินทรัพย์ ดิจิทัล เป็นเครื่องมือกระทำความผิด และแนวทางกำกับดูแลผู้ให้บริการกระเป๋า สินทรัพย์ ดิจิทัล ที่รับฝาก สินทรัพย์ ดิจิทัล (custodial wallet provider) ก.ล.ต. เปิดรับ

investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous

Policy Department, to be effective from 16 January 2020;  2. Mr. Pariya Techamuanvivit, from Director of the Corporate Communication and Investor Service Department to Director of the Sales Conduct

control and stored on the Cloud provided by the Cloud Provider, whose standards are acceptable and the service is reviewed on a regular basis. Hard copies of documents and printed materials are stored based