provide securities trading service to the account owner or submit trading orders of the written authorized persons action were deemed failure to perform duties which were in violation of the Notification of
securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the notification of the
, JCK prepared and submitted the key financial ratio of the year 2022 on 15 March 2023, which failed to prepare and submit financial statement within the period specified by the Notification of the
("MD&A") through the transmission system of the SEC office within the period specified in the notification which is within February 28, 2023. However, M-CHAI submitted the MD&A to the SEC
and submit the key financial ratio of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give
prepare and submit an Interim Management Discussion and Analysis for the year 2021 (MD&A) through the transmission system of the SEC office within the period specified in the notification resulted from
prepared and submitted the 56-1 One Report of the year 2022 on 3 April 2023, which failed to prepare and submit financial statement within the period specified by the Notification of the Capital Market
SABUY’s failure to prepare and submit 56-1 One Report of the year 2022 within the period specified by the Notification of the Capital Market Supervisory Board resulted from the instructions or the failure
system of the SEC office within the period specified in the notification which is within February 28, 2023. However, CV submitted the key financial ratio report for the year 2022 to the SEC office on March
for CV's failure to prepare and submit the key financial ratio report for the year 2022 through the transmission system of the SEC office within the period specified in the notification resulted