by virtue of their positions to purchase shares of Professional Waste Technology (1999) Public Company Limited (PRO).  The SEC investigation, following a referral from the Stock Exchange of Thailand

quarter during the past three years (2007-2009). {A} had access to this inside information by virtue of his position as a {X1} director at that time.{A}' s action was deemed the violation of Section 241 of

-public information available to him by virtue of his position in the company.Such information included PAP?s operating results in the financial statements for the third quarter of 2014, which showed a

Company Limited ("GLOBAL") shares by utilizing the non-public information Mr. Surasak accessed by virtue of his positions as an audit committee and independent director of GLOBAL. Mr. Ekkamon also

- public information by virtue of his positions before such information became public on August 8, 2014. 24/05/2017 agreed to comply with civil penalties determined by the Civil Penalty Committee as

; - a civil monetary penalty of 1,729,375.00 Baht By virtue of the notification No. Thor Lor Tor 8/2557, the SEC Office has revoked the approval of property fund manager granted to Mr. Yinganan

percent. He obtained the material non- public information by virtue of his positions before such information became public on 12 November 2014. 16/06/2017 agreed to comply with civil penalties determined

which contained expense of repair of DEMCO’s construction projects. Mr.Suwat used such non-public information material to gain unfair benefits over other persons by virtue of his position as a Assistant

million shares in 2014 that he knew by the virtue of his position. Moreover, he also persuaded other persons to purchase NPP shares. 21/07/2017 agreed to comply with civil penalties determined by the

;), purchased 2,620,000 BIG shares by utilizing the non-public information he accessed by virtue of his position. Such information was the annual financial statement of 2015 operating results showed the net